JSK ASSOCIATES INC.

Asset Manager

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SEC charges adviser and officers for undisclosed financial benefits

On March 14, 2011, the SEC charged JSK Associates, Inc., Jerome Keenan, JSK’s president, and Paul Dos Santos, JSK’s vice president, with failing to disclose to their advisory clients the financial benefits received as a result of cash held in client ...

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Lexology
March 31, 2011
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Jerome Keenan

This advisor has disclosure filings listed. When financial advisors have events in their practice that could influence their ability to advise clients, they’re required to disclose those events to regulators. Such disclosure event filings can include ...

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USNews
October 25, 2012
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