CENTURY SECURITIES ASSOCIATES INC

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Company Overview of Century Securities Associates, Inc.

Century Securities Associates, Inc. (CSA) provides securities brokerage, investment banking, investment advisory, and related financial services to individuals, corporations, municipalities, and institutions. CSA distributes financial products including ...

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Bloomberg
July 1, 2015
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Stifel to acquire Sterne Agee for $150 million

Stifel has only 188 advisers in the independent model through its Century Securities Associates Inc. subsidiary. Along with the enhancements to its fixed-income trading, Stifel will also acquire a private trust company and one of the 10 largest clearing ...

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Investment News
February 23, 2015
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FINRA Fines Stifel-Owned Broker-Dealers $550,000

The Financial Industry Regulatory Authority (FINRA) has ordered Broker dealers Stifel, Nicolaus & Company Inc. and Century Securities Associates Inc. (both owned by Stifel Financial) to pay a combined $550,000 in fines and $475,000 in restitution to 65 ...

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Value Walk
January 9, 2014
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Are leveraged ETFs right for retirees?

He acknowledged that triple-leveraged ETFs can pose significant risks — hence the ... Earlier this year, for instance, Finra fined Stifel, Nicolaus & Co. and Century Securities Associates Inc. — both units of Stifel Financial Corp. SF, +0.51% ...

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Market Watch
March 21, 2014
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Finra Fines Stifel Financial in ETF Case

The Financial Industry Regulatory Authority Inc. fined Stifel, Nicolaus & Co. Inc. and Century Securities Associates Inc., both based in St. Louis, Mo., a combined $550,000. They also were...

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Wall Street Journal
January 9, 2014
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Wall Street regulator fines Stifel, Century over risky ETF sales

The Financial Industry Regulatory Authority said Stifel, Nicolaus & Co Inc and Century Securities Associates Inc will pay fines of $550,000 and restitution of $475,000 to 65 harmed customers without admitting or denying the charges. The risky products at ...

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Yahoo Finance
January 9, 2014
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Stifel Completes Acquisition of Sterne Agee

And, Stifel, Sterne Agee and Stephens reached an agreement whereby five ... Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe through Stifel Nicolaus Europe Limited. The Company's broker-dealer ...

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StreetInsider
June 5, 2015
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Stifel and KBW Win 12 Thomson Reuters StarMine Analyst Awards, Achieve 12th Consecutive Top Ten Ranking

... dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe through Stifel ...

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CNN Money
May 26, 2015
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Stifel Completes Acquisition of Sterne Agee

LOUIS, MO--(Marketwired - June 05, 2015) - Stifel Financial Corp. (NYSE: SF) today announced that it has completed the acquisition of Sterne Agee Group ... Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom ...

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Andhra News
June 6, 2015
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Stifel Completes Acquisition of Sterne Agee

Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe through ...

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The Wall Street Transcript
June 5, 2015
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Stifel B-Ds Fined $1.025M On Leveraged, Inverse ETF Sales

Stifel Nicolaus & Company Inc. and Century Securities Associates Inc. have agreed to pay $550,000 in fines and $475,000 in restitution to 65 customers in settling Finra charges over the sale of leveraged and inverse ETFs. In announcing the settlement today ...

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Financial Advisor Magazine
January 9, 2014
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Leveraged ETFs: What Brokers Don’t Know Could Cost Them

FINRA announced Thursday that it has ordered two St. Louis-based broker-dealers — Stifel, Nicolaus & Co. Inc. and Century Securities Associates Inc.— to pay combined fines of $550,000 and a total of nearly $475,000 in restitution to 65 customers in ...

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Think Advisor
January 8, 2014
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Stifel Financial Schedules Fourth Quarter And Full-Year 2014 Financial Results Conference Call

Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe through ...

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The Street
February 17, 2015
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Stifel Financial Schedules First Quarter 2015 Financial Results Conference Call

Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe ...

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Virtual-Strategy Magazine
May 6, 2015
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Stifel Financial Schedules Second Quarter 2015 Financial Results Conference Call

Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe ...

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StreetInsider
July 29, 2015
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Stifel Financial Schedules Second Quarter 2015 Financial Results Conference Call

... dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe through Stifel ...

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The Street
July 29, 2015
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Stifel Financial Schedules Second Quarter 2015 Financial Results Conference Call

LOUIS, July 29, 2015 (GLOBE NEWSWIRE) -- Stifel Financial Corp. (NYSE: SF) will release its second quarter 2015 financial results after the market ... Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom ...

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Benzinga
July 29, 2015
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Stifel Nicolaus, Century agree to pay fines

WASHINGTON (AP) -- Stifel Nicolaus & Co. and Century Securities Associates Inc. have agreed to pay a combined $550,000 in fines and nearly $475,000 in restitution to 65 customers because the firms made poor recommendations on non-traditional exchange ...

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Yahoo Finance
January 9, 2014
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Wall Street regulator fines Stifel, Century over risky ETF sales

The Financial Industry Regulatory Authority said Stifel, Nicolaus & Co Inc and Century Securities Associates Inc will pay fines of $550,000 and restitution of $475,000 to 65 harmed customers without admitting or denying the charges. The risky products at ...

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Reuters
January 9, 2014
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Finra Fines Stifel Financial in ETF Case

The Financial Industry Regulatory Authority Inc. fined Stifel, Nicolaus & Co. Inc. and Century Securities Associates Inc., both based in St. Louis, Mo., a combined $550,000. They also were ordered to pay about $475,000 in restitution to 65 customers who ...

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Wall Street Journal
January 8, 2014
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Stifel Completes Acquisition of Barclays Wealth and Investment Management, Americas

Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe ...

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Financial Content
December 4, 2015
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Will stocks follow inaugural history?

Now, much of the investments are going for well below their worth, he said. Kim Last is a certified financial planner for Century Securities Associates Inc. “The highest the stock market ever reached in October 2007, the DOW was above 14,000,” Last said.

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The Daily Sentinel
January 17, 2009
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Vascular Solutions To Present At The 2015 Stifel Healthcare Conference

Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe through ...

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The Street
November 3, 2015
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Investment firms dangle bonuses to lure brokers

Hoffmann is facing competition for those brokers from other firms, including Century Securities Associates Inc., a St. Louis-based division of Stifel Financial. All of Century's brokers are independent contractors, so the firm is offering them loans to ...

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The Business Journal
August 12, 2001
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Century Securities Associates Inc.

See incorrect or outdated information? If you are an authorized representative of this company you can use our change form to claim and alter this information. A researcher from the Houston Business Journal will verify and publish your changes.

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The Business Journals Business directory
December 22, 2013
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