Advanced Regulatory Compliance

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HOW TO DANCE THE WALL STREET SHUFFLE

Patrick Burns is the managing attorney of the Law Offices of Patrick J. Burns, Jr., and co-founder and president of Advanced Regulatory Compliance, a regulatory compliance services firm. He says NEXT Financial's run in with the SEC is a “warning signal ...

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Wealth Management
February 29, 2008
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Proofpoint Bolsters Presence in US Government Sector

Proofpoint ENTERPRISE Privacy Suite: For enterprises with advanced regulatory compliance and data privacy requirements, Proofpoint ENTERPRISE Privacy provides "defense in depth" for private information of all types. It protects private information in email ...

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marketwired.com
June 9, 2010
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Don’t Ignore That Promissory Note

In this case, the respondent accepted a promissory note from Wells Fargo Advisors ... Burns, Jr. He is also the co-founder and president of Advanced Regulatory Compliance, Inc., a regulatory compliance services firm dedicated to assisting securities ...

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Wealth Management
October 17, 2011
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The Bank of New York Mellon's Pershing Unit Enhances ValueAlliance® Program For Introducing Broker-Dealers, Independent Register

JERSEY CITY, N.J., June 4 , 2009Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation (NYSE: BK), announced today that it has added more than 30 solution providers to its ValueAlliance® program. These new strategic relationships are ...

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Press Release Point
July 30, 2009
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How much should RIAs shake in their boots after the SEC punished three firms then put out a detailed press release?

In the same release, Minneapolis-based Feltl & Company Inc. was charged with engaging in hundreds of principal transactions with its advisory clients’ accounts without informing them or obtaining their consent as required by law. The SEC says that Feltl ...

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RIA Biz
November 28, 2011
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RiskExec® Leads Compliance Providers with Rapid Release of 2014 HMDA Peer Data

Peer Databases and Rankings in RiskExec®, a suite of tools for advanced regulatory compliance. Each year, the Federal Financial Institutions Examination Council (www.ffiec.gov) compiles and releases these data to the general public for analysis.

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PR.com
September 23, 2015
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UK fintech firm Alpha Insight rolls out into global banking sector

Deploying solutions it has tried and tested in numerous projects across the UK banking sector, Alpha Insight provides new clients with complete process stability, higher levels of confidence and more advanced regulatory compliance. The company's founders ...

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realwire
September 3, 2015
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Illinois Pathology Group Chooses McKesson To Re-engineer Revenue Management Services

McKesson will provide the group with a full complement of services, including coding, A/R management, denial management, financial reporting, claims support and the market’s most advanced regulatory compliance capabilities. "McKesson brings a powerful ...

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HealthITOUTCOMES
July 20, 2012
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UK fintech firm Alpha Insight rolls out into global banking sector

Deploying solutions it has tried and tested in numerous projects across the UK banking sector, Alpha Insight provides new clients with complete process stability, higher levels of confidence and more advanced regulatory compliance. The company's founders ...

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industrytoday.co.uk
September 2, 2015
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PatchLink Announces Availability of PATCHLINK UPDATE 6.2

Chief among these features is PATCHLINK Enterprise Reporting Server (PATCHLINK ERS) 2.0, an advanced regulatory compliance reporting tool. PATCHLINK ERS is tightly integrated with PATCHLINK UPDATE to provide centralized, policy-based reporting for ...

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IT Security
August 23, 2005
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After Merrill Lynch allegedly 'crippled' their careers, two advisors are prepping a big counterstroke, lawyer says

Brooke’s Note: We continue to follow this all but unimaginable situation with eager interest. You would think that long-time, loyal, Merrill-to-the-core advisors with the most desirable of clients would have to really have to do the most horrendous of ...

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RIA Biz
October 13, 2014
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The Bizarre Recruiting Case of Alfonso Montoya

Wells Fargo Advisors, HSBC and Montoya’s attorney declined to ... managing attorney of The Law Offices of Patrick J. Burns and president of Advanced Regulatory Compliance, an investment advisory consulting firm, in Beverly Hills, California.

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Think Advisor
October 15, 2014
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RIAs have the opportunity to use social media to build business

Advanced Regulatory Compliance has obtained a copy of the letter, which outlines document requests pertaining to social media. The main themes addressed in the letter are: 1. Retention of social-media documents. 2. -Policies and procedures concerning ...

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Investment News
May 15, 2011
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Threshold For SEC Oversight Raised To $110 Million

"That's a little bit of mystery," says Patrick Burns, an attorney and president of Advanced Regulatory Compliance Inc. in Beverly Hills, Calif. ''I haven't seen any dialogue from any SEC final meetings. They kind of just slipped that in there and said ...

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Financial Advisor Magazine
June 26, 2011
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Cambridge, Commonwealth Vault Advisors Into Social Media

president of Advanced Regulatory Compliance, Inc., who recently crafted a white paper on the topic. Progressive firms that embrace social media will have a long-term competitive advantage, he says. “Once Cambridge and Commonwealth’s solutions are ...

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Forbes
May 5, 2011
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SEC's Form ADV overhaul: Plain English is Greek to some advisers

"We're getting two dozen calls a day from advisers who haven't started yet," said Patrick Burns Jr., president of Advanced Regulatory Compliance Inc. and managing attorney with an eponymous law firm. Moving from mostly a "check the box" type of prescribed ...

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Crain's Detroit Business
January 23, 2011
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Premier Awards Sixth Consecutive Contract to Instrumentation Laboratory for Critical Care Portfolio

Also included, GEMweb® Plus Custom Connectivity software offers remote access to any networked analyzer for real-time supervision and status updates, as well as management of automated and operator certification and advanced regulatory compliance.

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redOrbit
August 10, 2011
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Proofpoint Delivers Enhanced Security and Compliance for VMware Zimbra® Email and Collaboration Solution

The integration of Proofpoint Enterprise Protection™ and Proofpoint Enterprise Privacy™ with VMware Zimbra provides customers with advanced regulatory compliance, email encryption, anti-phishing, data privacy and data loss prevention capabilities.

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marketwired.com
September 20, 2011
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Proofpoint debuts Proofpoint 6, its email security and privacy platform

The Proofpoint ENTERPRISE Privacy Suite can be used for enterprises with advanced regulatory compliance and data privacy requirements. The Proofpoint ENTERPRISE Privacy provides "defense in depth" for private information of all types. It protects private ...

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wwpi.com
October 5, 2009
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AOD Software Receives DEA EPCS Certification

AOD Software delivering the industry’s leading integrated software solution to senior care providers today announced that its Answers™ software suite has been approved for electronic prescribing of controlled substances having achieved DEA EPCS ...

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PharmiWeb
March 12, 2015
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Distillation Columns – Internal Reflux Control

rainstorms, and so on. To achieve satisfactory composition control, the most common approach is to employ an advanced regulatory control (ARC) technique referred to as internal reflux control. The internal reflux, that is, the actual flow of liquid from ...

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Control Engineering
August 21, 2012
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Regulatory Compliance Challenges Life Sciences Manufacturers

PRBuzz.com is a press release distribution service that distributes press releases to online news sites and blogs to help customers with search engine optimization and create buzz about their web site, news or business. MENA News Headlines Dec 5 2014 ...

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MENAFN
November 24, 2014
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Vintage REIT Experts Onsite at the 2014 Annual Western Non-Traded REIT & Retail Alternative Investment Symposium

today announced that the company will be presenting their Capital Markets and Corporate Services solutions the IMN's 10 th Annual Western Non-Traded REIT & Retail Alternative Investment Symposium at The St. Regis Hotel in Dana Point, CA. To keep up-to-date ...

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Virtual-Strategy Magazine
November 26, 2014
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Key Executives for Advanced Regulatory Compliance, Inc.

To contact Advanced Regulatory Compliance, Inc., please visit . Company data is provided by Capital IQ. Please use this form to report any data issues.

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Bloomberg
May 7, 2015
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When It Comes to Social Media Policy, Don’t Wait, Counsels Attorney Burns

Burns, president of Advanced Regulatory Compliance Inc., in addition to being the managing attorney at the law firm of Patrick J. Burns, and Welsh, founder of the advisor consulting firm Nexus Strategy, have published a white paper that explores the risk ...

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Think Advisor
April 26, 2011
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Proofpoint Enterprise Protection and Enterprise Privacy Suites

The Proofpoint Enterprise Protection and Enterprise Privacy ... Added functionality of the Enterprise Privacy Suite includes advanced regulatory compliance and privacy controls, for mandates like GLBA, HIPAA, and PCI. The deployment of this appliance ...

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SC Magazine
July 31, 2011
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Fintellix to Showcase Cloud-Based ALLL Product at 2015 ABA Risk Management Forum

New York, NY, April 12, 2015 --(PR.com)-- With the theme 'Make Sense of Risk', the 2015 ABA Risk Management Forum is scheduled to be held from April 15 to 17 at the Hyatt Regency, St. Louis, Missouri. This year's forum will cover the range of risk areas ...

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Virtual-Strategy Magazine
April 12, 2015
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AIAC 2012/2013 Directory

For over 50 years, the AIAC has ably represented the members of the aerospace industry in Canada, and for over 25 years, the AIAC’s Guide to Canada’s Aerospace Industry has highlighted the services, innovation and technology produced by aerospace ...

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Issuu
August 8, 2010
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